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  • Engineering Safety and Disaster Prevention
    YANG Guang, WANG Lin, LI Bo, SUN Jin, QIN Dong, HE Xian-feng
    Journal of Changjiang River Scientific Research Institute. 2026, 43(8): 159-167. https://doi.org/10.11988/ckyyb.20250750
    Abstract (141) PDF (26) HTML (112)   Knowledge map   Save

    [Objective] High arch dams constructed in alpine gorge areas are equipped with numerous observation instruments. Developing objective deformation analysis models and safety monitoring criteria has important theoretical significance and application value. This study aims to overcome the deficiencies of existing methods by proposing a novel method for monitoring the deformation safety of in-service high arch dams. [Methods] We constructed a deformation principal component (DPC) analysis model taking observation point group (OPG) with similar spatiotemporal deformation patterns as research object. Adaptive adjustment approach, Gaussian mutation disturbance, and Tent chaotic disturbance were introduced to optimize the search ability of the sparrow search algorithm (SSA). Using the Improved SSA (ISSA), the parameter optimization approach of the DPC model was established. A 4-level monitoring criterion system was proposed by comprehensively considering the deviation degree between the DPC and the elastic state and the combined control limit of DPCs. Using the radial deformation observation data of the studied dam, the effectiveness of the proposed methodology was verified. [Results] (1) Compared with SSA, ISSA showed improvements in convergence speed and optimization accuracy according to the results of benchmark function testing. (2) Deformation regularities of observation points located in the same area were similar, whereas those at different locations varied largely. (3) The DPC model optimized by ISSA had the most stable and the best generalization performance. For the fitting results of observation groups A-C, the values of the multiple correlation coefficient were 0.997 7, 0.998 1, and 0.997 0, respectively, the values of residual standard deviation were 0.200 6, 0.182 3, and 0.257 3, respectively, and the values of mean absolute percentage error were 0.152 9, 0.269 9, and 0.294 3, respectively. (4) The DPC criteria enabled the 4-level precision monitoring. The physical significance and the probabilistic interpretation were clear. If an abnormal state occurred, it indicated that the deformation similarity characteristics of OPGs changed to some extent. [Conclusion] (1) The established DPC model shows good performance in characterizing the main deformation patterns of OPGs with similar spatiotemporal deformation characteristics. (2) ISSA shortens the computation time, avoids premature convergence, and improves the DPC model performance. (3) The proposed DPC criteria exhibit greater rigor in probabilistic and physical significance compared with the information entropy criterion. Compared with the confidence ellipsoid method, the proposed criteria provide greater practicality for engineering applications. In engineering applications, the most appropriate countermeasures should be determined through scientific analysis, practical application experience, and site-specific conditions. In future research and practice, it is essential to strengthen studies on the deformation feedback mechanisms of high arch dams and adjacent mountain slopes. Special attention should be paid to the impacts of strong earthquakes, cold-wave shocks, freeze-thaw cycles, dissolution, and carbonation, as well as their coupled effects. In addition, an intelligent database and sharing platform should be established. This will facilitate the efficient management and utilization of in-situ observation data of high arch dams, which can improve the efficiency of 4-level precision monitoring.

  • Engineering Safety and Disaster Prevention
    LI Jun-bao, WANG Rui-fang
    Journal of Changjiang River Scientific Research Institute. 2026, 43(8): 168-176. https://doi.org/10.11988/ckyyb.20250577
    Abstract (162) PDF (90) HTML (133)   Knowledge map   Save

    [Objective] The primary objective of this study is to develop a high-precision deformation prediction method capable of effectively handling the inherent nonlinearity and dynamic variations in monitoring data. Traditional single models and static ensemble methods often struggle to adapt to the shifting data distributions and sudden changes characteristic of real-world deformation scenarios, such as landslides and structural settlements. This research aims to overcome these limitations by proposing a Dynamic Weighted Ensemble Learning (DWEL) model that intelligently integrates multiple base learners and dynamically adjusts their contributions based on recent performance, thereby enhancing prediction accuracy, robustness, and generalization ability in complex environments. [Methods] The proposed DWEL model integrates four diverse and complementary base learners: Long Short-Term Memory (LSTM) networks, Support Vector Regression (SVR), Random Forest (RF), and XGBoost. This selection ensures comprehensive feature extraction from different perspectives. The core innovation of DWEL lies in its two-stage optimization mechanism: (1) Dynamic Weighting Mechanism. A sliding window is employed to continuously track the prediction error (absolute error) of each base learner over a recent period. (2) Two-Level Fusion Strategy. A novel “weight-then-regress” hybrid fusion strategy is implemented. Experiments were conducted on two real-world deformation monitoring datasets: a landslide monitoring dataset (Dataset A) characterized by high non-stationarity and abrupt changes, and a tunnel settlement dataset (Dataset B) with relatively stable long-term trends but periodic fluctuations. The model’s performance was evaluated against single models (LSTM, SVR, RF,XGBoost) and traditional ensemble methods (Averaging, Bagging, Static Stacking) using Root Mean Square Error (RMSE), Mean Absolute Error (MAE), and the Coefficient of Determination (R2). Ablation studies were performed to validate the contribution of each core component. [Results] (1) Experimental results on both datasets demonstrated the superior performance of the proposed DWEL model.On the complex Landslide Dataset A, the complete DWEL model (DWEL-2) achieved the best results with an RMSE of 2.72 mm, MAE of 2.08 mm, and R2 of 0.951. This represented a significant improvement over the best single model (LSTM: RMSE=3.92 mm, R2=0.897), reducing the prediction error by approximately 30.6%. It also outperformed traditional ensemble methods like Static Stacking (RMSE=3.52 mm, R2=0.918). Similarly, on the Tunnel Settlement Dataset B, DWEL-2 attained an RMSE of 0.63 mm, MAE of 0.52 mm, and R2 of 0.951, again surpassing all competitors and reducing the error of the best single model (LSTM) by 32.3%.(2) Analysis of the dynamic weight changes revealed the model’s adaptive capability. For instance, during the accelerated deformation phase (hours 150-160) in Dataset A, the weights of LSTM andXGBoost increased significantly, indicating their stronger ability to capture nonlinear mutations, while RF and SVR maintained higher weights during stable periods. This visual analysis confirmed that the dynamic weighting mechanism effectively allocated influence based on temporal data characteristics.(3) The impact of the sliding window length (w) was systematically analyzed. For the highly dynamic Landslide Dataset A, a medium window length (w=16) yielded the optimal balance between responsiveness and stability (RMSE=2.72 mm), whereas shorter (w=8) or longer (w=24) windows led to increased errors due to noise sensitivity or delayed response, respectively. For the more stable Tunnel Dataset B, a longer window (w=24) performed best, demonstrating the method’s adaptability to different data dynamics. (4) Ablation studies conclusively proved the necessity of both innovative components. Using static weights instead of dynamic weighting increased the RMSE on Dataset A by 15.8% compared to the full DWEL-2 model. Using only the meta-learner without dynamic weights performed similarly to Static Stacking. Furthermore, the two-level fusion (DWEL-2) provided an 11.7% reduction in RMSE compared to using only dynamic weighted averaging (DWEL-1), highlighting the significant contribution of the regression-based residual correction in the second fusion layer. [Conclusions] This study successfully developed and validated a novel Dynamic Weighted Ensemble Learning (DWEL) model for deformation prediction. The key innovations include: 1) A dynamic weighting mechanism based on sliding window error feedback, which effectively addresses the lag issue of static ensemble methods during data distribution shifts, improving response speed at mutation points by over 60%; and 2) A two-level “weighted average followed by regression” fusion strategy that synergizes rapid dynamic adaptation with enhanced non-linear fitting capability, reducing prediction errors by an additional 11.7% compared to single-level fusion.The experimental results robustly demonstrate that the DWEL model significantly outperforms existing single and traditional ensemble models across different deformation scenarios (landslide and tunnel settlement). It exhibits remarkable accuracy, robustness, and generalization ability, particularly during critical periods of trend mutation. The method provides an effective, reliable, and high-precision prediction tool for geological hazard early warning and structural health monitoring. Future work will focus on the adaptive optimization of the weighting function and the integration of multi-physics field coupling modeling to further enhance prediction reliability in even more complex environments.

  • Engineering Safety and Disaster Prevention
    YANG Guang, WANG Lin, LI Bo, SUN Jin, ZHANG Jian-wei, HAN Zhang, LI Hui
    Journal of Changjiang River Scientific Research Institute. 2026, 43(2): 157-165. https://doi.org/10.11988/ckyyb.20241162
    Abstract (266) PDF (185) HTML (150)   Knowledge map   Save

    Deformation is the comprehensive reflection of the structural behavior of high arch dam bodies and their foundations. To ensure the safe service of such projects, it is of utmost importance to study and propose scientific theories for deformation behavior analysis and safety monitoring of high arch dams. This study reviews the current research progress on deformation behavior analysis, monitoring models, and early warning criteria for the deformation behavior of high arch dams, providing a new perspective for intelligent monitoring, characteristic analysis, and safety monitoring of dam deformation. Three key scientific issues that need to be addressed urgently are emphasized, namely, the mutual feedback mechanism of time-varying effects of deformation between high arch dams and adjacent dam abutments, the mutual feedback mechanism of progressive failure process of deformation between the two, and the buckling instability modes and corresponding early warning criteria for the deformation behavior of high arch dams. In future research and practice, the following aspects should be given due attention. First, research on the deformation mechanisms of high arch dams and adjacent dam abutments under complex environmental conditions should be strengthened, with particular emphasis on the impact of cold waves, freeze-thaw cycles, dissolution, and carbonation in cold regions, along with their coupled effects, to refine theoretical models. Second, interdisciplinary integration should be advanced by leveraging emerging technologies, such as artificial intelligence, the Internet of Things, and blockchain, to enable in-depth mining and intelligent analysis of deformation characteristics of high arch dams and adjacent dam abutments. Furthermore, a comprehensive monitoring database and shared platform should be established for deformation of high arch dams and adjacent dam abutments to facilitate efficient management and utilization of monitoring data, thereby providing scientific evidence and technical support for the safe operation, performance improvement, and service life extension of high arch dam projects.

  • Engineering Safety and Disaster Prevention
    HU Lei, JIAN Min, ZHANG Qi-ling, GAO Xiao-feng, GUO Yong-cheng
    Journal of Changjiang River Scientific Research Institute. 2026, 43(1): 136-143. https://doi.org/10.11988/ckyyb.20241100
    Abstract (299) PDF (128) HTML (224)   Knowledge map   Save

    [Objective] The steel volute of a pumped storage power station is the part of the flow passage structure subjected to the highest internal pressure, bearing cyclic water pressure during operation and facing potential risk of low-cycle fatigue failure. At present, a fundamental issue in predicting low-cycle fatigue life of steel volutes in pumped storage power stations lies in the scientific determination and input of the fatigue load spectrum. [Methods] Static analysis of the composite structure was performed on the Abaqus finite element platform. Based on water level monitoring data, static monitoring results, and unit operating modes, the prototype load spectrum, rainflow-counting load spectrum, and constant-amplitude load spectrum were respectively compiled. [Results] By comparing with the fatigue life prediction results based on the prototype load spectrum, the reliability of the load spectrum compiled by the rainflow-counting method was verified. The sequence of cycle amplitudes and extremely small amplitude loads in rainflow counting had minimal impact on fatigue life prediction results, indicating that the rainflow-counting method could serve as a simplified input approach for low-cycle fatigue loading of steel volutes. The fatigue life prediction results based on the constant-amplitude load spectrum were close to those based on the prototype spectrum. For this pumped storage power station, constant-amplitude loading could be used as a simplified input for fatigue loading. However, it should be noted that the drawdown depth of the water level at this power station was relatively small. In such cases, whether the prototype load spectrum, rainflow-counting load spectrum, or constant-amplitude load spectrum was used, the range of cyclic amplitude variation was limited. For power stations with small water level drawdown depths, the fatigue load spectrum of the steel volute could be simplified to a constant-amplitude form. However, for power stations with relatively large water level drawdown depths, whether the above conclusions were applicable required further investigation. [Conclusion] The findings of this study can provide a reference for compiling low-cycle fatigue load spectra for steel volutes. According to the prediction results, there is no risk of low-cycle fatigue failure during the operation period of the power station. However, certain limitations in the calculations of this study may lead to an overestimation of prediction results for the following three reasons. (1) Only the impact of hydrostatic pressure on the steel volute is considered, while variations in water hammer pressure during transitions of unit operational states are not taken into account. (2) Seasonal variations in water temperature inside the steel volute significantly affect the timing and spatial distribution of contact closure between the steel volute and concrete, and neglecting temperature effects may underestimate the stress level in the steel volute. (3) During operation, the steel volute and concrete jointly bear the internal water pressure. Cracking in the concrete weakens its restraining effect on the steel volute, leading to an underestimation of the stress level in the steel volute in calculations.

  • Engineering Safety and Disaster Prevention
    LIU Cong-cong, ZHANG Feng, HU Chao, ZHANG Qi-ling, GUO Yong-cheng
    Journal of Changjiang River Scientific Research Institute. 2026, 43(1): 144-154. https://doi.org/10.11988/ckyyb.20241019
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    [Objective] Dam deformation is comprehensively influenced by multiple components such as water level, temperature, and time-dependent effects, exhibiting characteristics of nonlinear time series. Currently, traditional and single models struggle to fully capture the complexity and diversity of dam deformation data, resulting in limited predictive performance and interpretation ability. To solve the above problems, this study aims to propose an efficient and interpretable dam deformation prediction method through the combination and optimization of multiple prediction models. [Methods] First, the least absolute shrinkage and selection operator (LASSO) was used to efficiently screen numerous environmental variables, both simplifying model input and explaining the reliability of factor selection.Then,the long short-term memory (LSTM) network was employed to predict dam deformation, and the attention mechanism was introduced to enhance the extraction of important information.Finally,the bagging algorithm was used to integrate the prediction results of multiple models, further improving the accuracy, stability, and generalization ability of the overall prediction. By combining the advantages of LASSO regression feature selection, LSTM model with attention mechanism, and bagging ensemble algorithm, a multi-model coupled method was proposed. [Results] To validate the effectiveness and applicability of the coupled model, this study took the deformation monitoring data of a roller-compacted concrete gravity dam as the research object for prediction analysis. When the number of features was relatively large, the LASSO variable selection method reduced model complexity by adding L1 regularization term and selected features with important influence on dam displacement, enhancing the interpretability of factor selection. Combined with this method, multiple LSTM models with attention mechanism were integrated for parallel training and prediction, reducing potential overfitting problems in single models and improving generalization ability and prediction efficiency of the coupled model. The trained model was used to predict and validate the test set data. The residual values of the coupled model were small, and residual distribution had strong randomness, indicating high prediction accuracy. The fitting results of each measurement point were smooth and agreed well with the measured data, and the prediction results were stable without showing any “distortion” phenomenon. Using the same dataset and identical proportion division, LSTM multi-factor model, stepwise regression prediction model, LASSO regression model, LASSO-LSTM model, and the coupled model were compared and analyzed. The results showed that the coupled model proposed in this study significantly outperformed other models in overall prediction trend and the prediction accuracy of partial fluctuations. The average MAE, MSE, and RMSE at each measurement point were 0.052, 0.005,0.067 mm, respectively. The coupled model could more accurately capture the dynamic changes of dam deformation, providing a simple and efficient method for prediction model research. [Conclusion] This study constructs a coupled prediction model with high accuracy, stability, and interpretability. The main innovation lies in the effective selection of key environmental variables through LASSO, simplifying model input and improving its interpretability; the use of LSTM to capture the time-series features of dam displacement data, while the incorporated attention mechanism helps the model focus on important features in time series; and the bagging algorithm that significantly improves the generalization ability of model by training multiple sub-models in parallel. Based on actual case analysis, the coupled model not only demonstrates higher accuracy in dam deformation prediction,but also outperforms commonly used models in interpretability and stability.The coupled model based on interpretable variable selection provides a reference for the optimization of subsequent combined models.Future research directions can shift from single measurement points in different dam sections to multiple measurement points in the same dam section.This will involve analyzing the location of measurement points and the relationships between different points,thereby enabling the construction of a comprehensive multi-point coupled model.

  • Engineering Safety and Disaster Prevention
    YANG Qian, YANG Qing-hua, CHEN Feng
    Journal of Changjiang River Scientific Research Institute. 2025, 42(12): 135-142. https://doi.org/10.11988/ckyyb.20241081
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    [Objective] This study aims to systematically investigate the control measures for geyser intensity in baffle-drop shafts during the release of high-pressure trapped air pockets. By analyzing the effects of key parameters—including the connection mode of the communication pipe, the area of the connecting region between dry and wet zones, the position and open area of the throttling orifice plate, and the installation distance of the vent pipe—on the geyser height and the impact load on baffles, a set of comprehensive optimization measures balancing geyser control effectiveness and structural safety is proposed. [Methods] FLUENT software was used to establish a three-dimensional numerical model of geyser in a baffle-drop shaft based on the Realizable k-ε turbulence model and the VOF two-phase flow model. The Dongfeng Road baffle-drop shaft of the Donghao Chong deep tunnel project in Guangzhou was selected as the research object. The effects of different communication pipe connection modes (dry zone/wet zone), areas of the connecting region between dry and wet zones, throttling orifice plate parameters (height and open area), and vent pipe installation distance on the jet height of geysers and the impact load on baffles were systematically simulated. A total of 88 working conditions were simulated, and model reliability and computational accuracy were ensured through grid independence verification and comparison with experimental data. The response patterns of geyser intensity and baffle impact load to each parameter were analyzed in detail. [Results] Although connecting the communication pipe to the wet zone had a limited effect on the geyser height, it significantly reduced the impact load on the baffles—particularly on the bottom baffle, where the peak load was reduced by up to 66%. The area of the connecting region between the dry and wet zones showed a nonlinear relationship with the baffle load; as the area decreased, the impact load on the bottom baffle increased markedly. The optimal control effect was achieved when the dimensionless area S*=0.318. When the throttling orifice plate was positioned at the mid-height of the dry zone (1/2H) with an open area of ϕ*=0.058, the maximum geyser height decreased by approximately 70%, while the impact load on the baffles dropped by more than 30%. The best control effect was achieved when the vent pipe was positioned at the end of the communication pipe farthest from the shaft (δ*=4D), and no water-air mixture overflow occurred. [Conclusion] Considering the combined influence of these factors on the geyser intensity in the shaft, a joint control measure—“wet-zone connection + mid-position throttling orifice plate + remote vent pipe + optimized connecting area layout”—was proposed. Under typical working conditions, this combined approach reduced the geyser height by up to 80% and the average impact load on the baffles by more than 50%, effectively controlling the geyser intensity while ensuring the structural safety of the shaft. It provides reliable theoretical support and practical guidance for the safe design and operation of baffle-drop shafts in deep tunnel drainage systems and offers a replicable and scalable technical approach for future geyser risk prevention and control in deep tunnel systems.

  • Engineering Safety and Disaster Prevention
    SHI Ying-en
    Journal of Changjiang River Scientific Research Institute. 2025, 42(12): 143-150. https://doi.org/10.11988/ckyyb.20241046
    Abstract (359) PDF (112) HTML (319)   Knowledge map   Save

    [Objective] The 3D laser scanning technology is characterized by fast scanning speed, high scanning accuracy, non-contact operation, and minimal influence from the scanning environment, which makes it widely applicable in deep engineering fields. However, high in-situ stress and complex geological structures result in complex tunnel surface morphology and a non-linear actual axis, making the filtering and classification of point clouds for deeply buried tunnels more difficult than those for shallow-buried projects. This study aims to address the recognition and classification of point cloud profile for deeply buried irregular tunnels. [Methods] Based on the spatial morphology of the contour of deeply buried irregular tunnel, we established a two-level filtering method for the point cloud of deeply buried irregular tunnels, and developed a tunnel point cloud classification method based on density-based clustering and spatial position classification. [Results] To verify the effectiveness of the proposed methods, the point cloud data of a 30 m-long deep tunnel excavated by the drilling and blasting method were used as the research object. First, two 1 m-long tunnel segment point clouds were selected for analysis. The filtering effects of the tunnel segment point clouds were analyzed under different segment thicknesses L=0.2, 0.4, 0.6 m and distance thresholds dcritical=0.02, 0.04, 0.06, 0.08,0.1 m. Through comprehensive comparison, the optimal parameters were determined as L=0.2 m and dcritical=0.04 m, which were successfully applied in the filtering of the tunnel point cloud. On this basis, according to the spatial distribution characteristics of the tunnel segment point clouds, the DBSCAN algorithm parameters were set to ε=0.1 m and MinPts=50, which enabled the classification of non-profile point clouds of tunnel segments. [Conclusion] This study focuses on the filtering problem of point clouds in deeply buried tunnels. Based on the spatial geometric features of tunnel point clouds, a two-level filtering and classification method for point clouds of deeply buried tunnels with complex morphology is proposed. Case analysis shows that the proposed method realizes effective filtering and classification of tunnel point clouds with complex morphology, solves the recognition problem of contour point clouds in deeply buried tunnels, and provides reliable technical support for applications of 3D laser scanning point clouds in potential risk area identification, lining thickness detection, spatiotemporal deformation monitoring, and health condition assessment of deeply buried tunnels.

  • Engineering Safety and Disaster Prevention
    DENG Mao-lin, WAN Hang, ZHOU Lu-lu, SU Peng-min, ZU Quan-lei, ZHOU Yue-feng, YI Qing-lin, ZUO Qing-jun
    Journal of Changjiang River Scientific Research Institute. 2025, 42(11): 157-165. https://doi.org/10.11988/ckyyb.20240846
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    [Objective] Dynamic groundwater changes represent one of the key controlling factors in the initiation of soil landslides. Investigating their response characteristics and mechanisms under rainfall is crucial for understanding landslide stability and evolutionary processes. [Methods] Taking the typical thick soil landslide—Tanjiawan landslide—in the Three Gorges Reservoir area as the research subject, this study systematically analysed the influence mechanism of groundwater level dynamics under rainfall by relying on multi-year continuous high-precision GNSS surface displacement data, automated groundwater level monitoring data, regional rainfall records, and information obtained from repeated field geological surveys on landslide geological structure, sliding mass structure characteristics, and groundwater recharge and discharge conditions. [Results] Deformation of the Tanjiawan landslide was concentrated in the mid-front and left-side areas and was closely related to rainfall events. Antecedent cumulative rainfall, to a certain extent, determined the slope's deformation response to a subsequent single heavy rainfall event. When cumulative rainfall was sufficient, even moderate single rainfall intensity may induce significant deformation. Groundwater level changes and rainfall infiltration showed distinct spatiotemporal correlation. The rate of water level rise was influenced by rainfall infiltration conditions and jointly controlled by both the antecedent effect and the concurrent effect of rainfall intensity. After rainfall infiltration, dynamic groundwater migration followed two main paths: one along route AB rapidly converged on the frontal area, generating strong hydrodynamic pressure; the other migrated slowly within the sliding mass, producing a cumulative effect on overall water content and pore water pressure. The hydrodynamic pressure generated along route AB, when coupled with local topographic conditions, directly drove deformation of the I-1 sliding mass, triggering local accelerated deformation or even failure. [Conclusions] Slope deformation trends are significantly controlled by dynamic groundwater changes, whereas slope stability is, to a certain extent, constrained by the duration of peak groundwater level. Prolonged high water levels markedly reduce slope stability. Moreover, monitoring data shows a certain lag between groundwater level rise and slope deformation rate, a characteristic that provides important reference value for early identification and early warning of thick soil landslides. This study provides a theoretical basis for research on the deformation mechanism, early identification, and early warning of soil landslides under rainfall conditions.

  • Engineering Safety and Disaster Prevention
    LIU Hao, LI Hai-feng, WANG Yong, HUANG Hao-liang
    Journal of Changjiang River Scientific Research Institute. 2025, 42(11): 149-156. https://doi.org/10.11988/ckyyb.20240965
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    Hydraulic concrete structures are prone to various types of defects during construction and service. These defects are primarily categorized into three major types: apparent defects, internal defects, and defects at structure-foundation connections. Apparent defects, such as surface cracks, spalling, and cavitation, are primarily induced by thermal stress, shrinkage deformation, and environmental erosion. Specifically, the scouring and abrasion from sediment-laden flow can lead to surface spalling, while high-velocity water flow tends to cause cavitation. Internal defects mainly manifest as honeycombs and voids, which are primarily caused by issues like entrapped air bubbles and grout leakage from formwork due to the difficulties in underwater vibration. These issues are particularly prone to occur in areas with dense reinforcement or in mass concrete. Defects at structure-foundation connections primarily include misalignment and differential settlement, mainly resulting from the combined effects of multiple complex factors, such as repeated hydraulic pressure, uneven foundation settlement, and temperature variations. For concealed and hard-to-access underwater structural defects, non-destructive testing (NDT) technologies demonstrate distinct advantages. This study systematically reviews the research progress on four major NDT methods: optical imaging, sonar scanning, sub-bottom profiling, and impact-echo method. Optical imaging can effectively identify apparent defects through image analysis. However, affected by the optical properties of water, it suffers from problems such as poor image quality and limited identification accuracy. Sonar scanning can overcome the limitations of turbid water and achieve large-scale detection. However, its imaging resolution is relatively low, and it lacks a systematic correspondence between defect features and image features. Sub-bottom profiling, based on the strong penetration capability of low-frequency sound waves, shows potential in detecting internal defects of underwater structures and foundation conditions. However, its application research in the hydraulic engineering field remains relatively limited. The impact-echo method enables the detection of internal defects by analyzing the propagation characteristics of stress waves, unaffected by water and steel reinforcement. However, it still faces challenges in signal interpretation and quantitative evaluation. Based on the analysis and discussion of current research on NDT technologies for underwater structural defects, future development of these technologies should focus on the following directions: (1) establishing a deep learning-driven multi-source data fusion framework to enhance the capability of defect feature recognition; (2) developing opto-acoustic collaborative detection technologies that integrate the detailed resolution capability of optical imaging with the environmental adaptability of sonar; (3) developing more advanced stress-wave signal processing algorithms and quantitative evaluation models to improve the detection accuracy of the impact-echo method. Through multi-technology integration and intelligent development, it is expected that more comprehensive and accurate detection and assessment of underwater structural defects can be achieved, thereby providing strong technical support for the safe operation of hydraulic engineering projects.

  • Engineering Safety and Disaster Prevention
    GAO Su, CHEN Cheng
    Journal of Changjiang River Scientific Research Institute. 2025, 42(7): 181-189. https://doi.org/10.11988/ckyyb.20240952
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    [Objective] The attitude of a shield machine is a critical parameter that significantly affects tunnel construction, directly determining construction safety and project quality. To ensure that shield tunneling closely aligns with the designed alignment and to improve engineering construction quality, this study proposes a novel shield attitude prediction model, called WM-CTA, based on deep learning technology. [Methods] The WM-CTA model primarily consists of two frameworks: a data preprocessing module (Wavelet Transform and Maximum Information Coefficient) and a prediction module (Convolutional Neural Network and Attention Mechanism). The preprocessing module, composed of Wavelet Transform (WT) and the Maximum Information Coefficient (MIC) algorithms, was used to perform noise reduction and parameter correlation analysis on the raw data, thereby generating enhanced inputs. The Convolutional Neural Network (CNN) integrated with a channel-wise attention mechanism explored parameter weight differences and extracted local data features. Subsequently, the Temporal Convolutional Network (TCN) was employed to capture temporal dependencies and dynamic variations in the data. Finally, the Attention Mechanism (AM) was applied to extract key temporal node information. The model’s prediction performance was validated using monitoring data from a section of a shield tunnel under construction in Shenyang. Experiments were conducted on data for noise reduction and correlation analysis, followed by analysis of the model’s prediction performance and generalization ability. [Results] Experimental results showed that the monitoring curves processed with wavelet transform had improved smoothness with reduced frequency of abrupt changes between data points. Correlation analysis indicated that shield construction parameters exerted greater influence on shield attitude than soil parameters, enabling dimensionality reduction of input parameters. Compared with four baseline models, the proposed WM-CTA model achieved minimum MAE and RMSE and maximum R2 value. [Conclusion] The experiments verify that the WM-CTA model delivers optimal prediction performance with high computational efficiency. Furthermore, the model exhibits strong generalization ability, providing valuable references for similar future engineering projects.

  • Engineering Safety and Disaster Prevention
    HAO Ze-jia, SHI Yu-qun, CHENG Bo-chao, HE Jin-ping
    Journal of Changjiang River Scientific Research Institute. 2025, 42(5): 208-214. https://doi.org/10.11988/ckyyb.20240409
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    [Objective] Dam deformation results from the nonlinear effects of multiple complex environmental factors. Traditional mathematical models for dam deformation monitoring have difficulty reflecting the complex nonlinear relationships between effect variables and environmental variables, often leading to unsatisfactory prediction results. By leveraging the long-short-term memory (LSTM) model and particle swarm optimization (PSO) algorithm from artificial intelligence technology, a combined PSO-LSTM dam deformation prediction model is established, offering a novel approach for enhancing the accuracy of dam deformation prediction. [Methods] By applying PSO for global optimization of LSTM hyperparameters, a combined PSO-LSTM dam deformation prediction model was established. This method both addressed the deficiencies of traditional prediction models in describing nonlinearity between variables and enhanced the appropriateness of LSTM hyperparameter values. The specific methods included: constructing environmental variable factors based on the interaction mechanism between dam deformation and environmental variables; inputting deformation training sets to determine the range of hyperparameters to be optimized and training the network hyperparameters using the LSTM model; setting the particle position information as the hyperparameters to be optimized and using the PSO algorithm to optimize the LSTM hyperparameters; and outputting dam deformation predicted values at different prediction time points using the parameters obtained from training. [Results] Utilizing deformation monitoring data from concrete gravity dams and concrete arch dams, this study established a traditional monitoring statistical model, a standalone LSTM prediction model, and a combined PSO-LSTM model. The results showed that: (1) the combined PSO-LSTM model achieved the smallest RMSE and MAE values and the largest R2 value, indicating excellent prediction accuracy. Compared to statistical models for monitoring and standalone LSTM models, it demonstrated significantly improved prediction performance. (2) Due to its strong nonlinear learning capabilities, the combined PSO-LSTM model could effectively extract nonlinear characteristics from complex datasets, thereby achieving good prediction performance even with poor-quality deformation monitoring data. [Conclusion] (1) The combined prediction model established based on LSTM and PSO algorithms effectively extracts nonlinear characteristics between environmental variables and effect variables, leading to improved prediction performance. (2) The PSO-LSTM prediction model demonstrates good versatility. Its fundamental principles apply not only to concrete dams but also to earth-rock dams and other hydraulic engineering projects. However, when applying the model, the configuration of neurons in the LSTM model’s input layer must be tailored to the structural characteristics, operational conditions, and influencing factors of different dam types.

  • Engineering Safety and Disaster Prevention
    DENG Mao-lin, LIANG Zhi-kang, WANG Guo-fa, WANG Biao, ZHOU Lu-lu, WAN Hang, PENG Xu, SU Peng-min, ZHU Xiao-han
    Journal of Changjiang River Scientific Research Institute. 2025, 42(5): 215-222. https://doi.org/10.11988/ckyyb.20240195
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    CSCD(1)

    [Objective] Since the impoundment of the Three Gorges Dam in 2003, many cataclastic bedding landslides in the reservoir area have been reactivated due to the influence of external factors such as reservoir water level fluctuations, variations in groundwater levels, and rainfall. These landslides are typically large in scale, exhibit complex deformation mechanisms, and pose significant challenges for early warning and disaster prevention. This paper attempts to establish an interaction model linking rainfall, reservoir water, and groundwater with groundwater as the main triggering factor of landslide deformation, and to further reveal the dynamic migration patterns of groundwater under the coupled effects of reservoir water level fluctuations and rainfall. [Methods] The study took the Muyubao Landslide, a cataclastic bedding landslide in the Three Gorges Reservoir area, as a case study. By integrating data statistics with field investigations, a statistical analysis was conducted on nearly seven years of manual and automated monitoring data, field investigation materials, and hydrometeorological information to investigate the quantitative relationship among reservoir water level, rainfall, and groundwater level, as well as the interaction between groundwater level and slope displacement and deformation. [Results] The research results indicated that: (1) A groundwater level of 175 meters at the front platform of the slope served as the critical threshold for the initiation of landslide deformation. When the groundwater level at the front platform approached 175 m, deformation began under the influence of buoyancy-induced weight reduction. When the groundwater level at the front platform exceeded 175 m, both buoyancy-induced reduction and dynamic water pressure acted on the slope, with the effect of dynamic water pressure intensifying as the groundwater level rose.(2) Statistical analysis of monitoring data revealed thresholds for rainfall-induced groundwater level rise. Ten consecutive days of rainfall totaling 150 mm increased the groundwater level at the front of the slope by 3.22 m to 6.88 m. In the case of 300 mm of cumulative rainfall within 30 days, the groundwater level at the front of the slope increased by approximately 10 m. A “lag effect” was observed in groundwater response to rainfall, typically lasting 3 to 13 days.(3) From October to December 2017, rainfall occurred on 27 out of first 32 days, totaling 310.6 mm. As a result, the groundwater level in borehole QSK1 at the front platform of the slope rose to 184.2 m, nearly 10 m above the highest reservoir water level (175 m). Over the 72-day period, the slope displacement totaled 88.5 mm. [Conclusion] (1) Groundwater level fluctuations significantly precede slope deformation. Given known reservoir water levels, it is possible to forecast groundwater level based on reservoir water level and rainfall data, and further predict slope deformation based on the groundwater level. This approach provides a strong basis for landslide early warning and prediction.(2) The effective contribution of rainfall to groundwater recharge varies with different types of rainfall. Compared to intense rainstorms, prolonged and continuous rainfall causes a more significant rise in groundwater levels, especially around periods of high reservoir water levels, posing greater risks to slope stability. Therefore, in landslide disaster prevention, the role of rainfall and groundwater should be carefully considered. It is crucial to optimize the layout of monitoring points, enhance real-time automated groundwater monitoring capacity and service quality, and better understand the impact of groundwater dynamics on slope deformation.

  • Engineering Safety and Disaster Prevention
    LI Jian, TAO Bo-wen, CAI Qi, YAO Jian-qiang, WANG Gan
    Journal of Changjiang River Scientific Research Institute. 2025, 42(3): 148-155. https://doi.org/10.11988/ckyyb.20231316
    Abstract (526) PDF (192) HTML (369)   Knowledge map   Save
    CSCD(2)

    An intelligent prediction model for shield tunneling parameters accounting for geological conditions is presented by employing a geological data processing technique which integrates in-situ stress extraction and tunneling section stratum information coding. The method encompasses data acquisition, preprocessing and decomposition, and model construction, training and testing, as well as result evaluation and analysis. The model is applied to predict the shield parameters for the large-diameter slurry shield tunnel project of the Luyuan North Street section on the Beijing-Harbin Expressway within the Beijing East Sixth Ring Road reconstruction project. Findings reveal that accounting for geological conditions enhances the prediction accuracy of shield thrust and cutter-head torque by 38.53% and 44.86%, respectively. This improvement secures the construction safety of subsequent shield tunneling operations. The research outcomes can serve as a reference for future similar projects.

  • Engineering Safety and Disaster Prevention
    WANG Peng, LI Wei-cheng, DUAN Hang, KE Chuan-fang, GE Li-cheng, JIN Xiao
    Journal of Changjiang River Scientific Research Institute. 2025, 42(3): 156-163. https://doi.org/10.11988/ckyyb.20231211
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    Continuous slope monitoring in reservoirs and dams using ground-based synthetic aperture radar interferometry (GB-InSAR) is vulnerable to atmospheric environmental fluctuations. These fluctuations can cause inaccuracies in deformation results derived from interferogram sequences. Moreover, processing large volumes of continuous GB-SAR images is time-consuming, which negatively affects the overall efficiency of GB-InSAR and the feasibility of quasi-real-time deformation analysis applications. To tackle these problems, this paper presents a uniform grid sampling method and interferometric stacking technique based on the phase gradient building on the conventional polynomial atmospheric correction method. A polynomial atmospheric correction method based on downsampled high-quality pixels (HQPs) is then constructed. This method is applied to monitor the deformation of the high slope on the right bank during the construction of the Huangdeng Hydropower Station. Experimental results show that the root mean square error (RMSE) of the binary polynomial model averages 0.039 5 rad, significantly outperforming that of the unitary model and other conventional correction methods. The average RMSE of the proposed method is 0.024 0 rad, comparable to the accuracy before downsampling. However, the overall solution time reduces notably from 2.32 h to 0.80 h. This indicates that the proposed method can significantly improve the efficiency of continuous image atmospheric correction while maintaining modeling accuracy, offering effective technical support for slope safety monitoring.

  • Engineering Safety and Disaster Prevention
    NIU Yun-gang, MA Feng-hai, WANG Qiong-yi
    Journal of Changjiang River Scientific Research Institute. 2024, 41(9): 130-137. https://doi.org/10.11988/ckyyb.20230504
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    To investigate the deformation characteristics of retaining piles in the footwall influenced by normal faults, a case study of a foundation pit project in Shenzhen City was conducted using a comprehensive approach that included numerical simulations and field measurements. The study examined how different fault slip amounts, dip angles, and positions affect the deformation of retaining piles in the footwall’s influence zone. Sensitivity analysis and orthogonal experiments were carried out to assess the impact of these fault parameters. Results revealed that deformation of the retaining piles decreased under the normal fault, with the center of gravity shifting downward. The upper sections of the piles experienced more significant deformation compared to the lower sections. Deformation was inversely proportional to both the fault slip amount and dip angle, and directly proportional to the distance from the fault to the foundation pit. Specifically, the maximum deformation rate, rZmax/Δ), decreased exponentially with increasing fault slip amount and dip angle, but increased logarithmically with increasing distance from the fault. Sensitivity analysis showed that dip angle had the most significant impact on the maximum deformation of the retaining piles, followed by slip amount, with the fault position having the least influence. By fitting data from 64 orthogonal experiments, a strong linear relationship was established between the maximum deformation Uhm and the index η(θ π T 180 ° S).Consequently,a predictive model for the maximum deformation of retaining piles in the footwall’s influence zone was developed, along with a corresponding predictive equation for this project. These findings offer valuable insights for deformation control in foundation pit projects located in normal fault areas with similar geological conditions.

  • Engineering Safety and Disaster Prevention
    ZHU Xiao-wei, YUAN Zhan-liang, LI Hong-chao
    Journal of Changjiang River Scientific Research Institute. 2024, 41(9): 138-145. https://doi.org/10.11988/ckyyb.20230194
    Abstract (576) PDF (629) HTML (337)   Knowledge map   Save
    CSCD(2)

    Traditional single-model prediction methods suffer from issues like low accuracy, susceptibility to noise, and limited generalization capability. To address these challenges, we propose a novel approach for predicting concrete dam deformation by integrating the Beta Prior Principal Component Analysis (BP-PCA) and the Water Cycle Algorithm (WCA). Initially, the BP-PCA model decomposes deformation data into multiple scales, effectively reducing noise. This decomposition transforms the intricate nonlinear and non-stationary stochastic process into a set of principal components with simplified structures. Simultaneously, it enhances noise robustness by suppressing noise during the decomposition process. Subsequently, we employ the Water Cycle Algorithm optimized Support Vector Machine (WCA-SVM) to construct prediction models for each principal component. Finally, we integrate the prediction outcomes from multiple principal components to derive the final prediction result. The relative prediction error is minimized to 1.07%, with a root mean square error of 0.065. Compared to the three methods included in the comparative analysis, our approach yields over 62% improvement in prediction performance, demonstrating superior noise robustness and generalization capability.

  • Engineering Safety And Disaster Prevention
    BEN Yan-qi, YI Wu, WEI Zhao-heng, ZHOU Ying, LIU Wei, DENG Xin-yu
    Journal of Changjiang River Scientific Research Institute. 2024, 41(7): 148-157. https://doi.org/10.11988/ckyyb.20230139
    Abstract (658) PDF (371)   Knowledge map   Save
    CSCD(1)
    The step-like evolution of landslide represents the fluctuating behavior of landslides influenced by external factors during the isokinetic deformation phase. Step-like landslide is characterized by extended deformation cycles, intricate mechanisms, and challenges in disaster early-warning. By analyzing the deformation-time curves of step-like landslide, we introduced the concept of “one rainfall process” and defined multiple rainfall intervals in the monitoring sequence. Subsequently, we categorized the warning process into two modes: the previous rainfall-plus the current rainfall pattern, and the current rainfall pattern. With cause-time-space as significant indices for landslide warning, we established a holistic landslide early-warning criterion model, and designed a dynamic early-warning system for Landslide No. 1 at Machi Village as a case study. By correlating geological conditions and monitoring data with a profound analysis of deformation evolution patterns and warning thresholds, we observed that: 1) The landslide deformation mode is predominantly traction-related, demonstrating a typical rainfall-triggered step-like behavior. 2) The effective early rainfall duration is 10 days. The rainfall thresholds are 24 mm and 32 mm respectively under the previous plus current rainfall mode, and 37 mm under the current rainfall mode. 3) With the threshold values for rainfall and displacement rate as the Grade III yellow early-warning central boundary, we established a comprehensive dynamic grading early-warning system that transitions from traditional threshold warning to process warning. This shift enhances the precision and efficiency of landslide prediction and management.
  • Engineering Safety and Disaster Prevention
    GAO Zhi-liang, TIAN Ling-yun, PANG Lei , CHU Chuan-qi
    Journal of Changjiang River Scientific Research Institute. 2024, 41(6): 143-149. https://doi.org/10.11988/ckyyb.20230022
    Abstract (501) PDF (498)   Knowledge map   Save
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    The aim of this research is to explore the impact of the 6.8 magnitude earthquake in Luding County,Ganzi Prefecture of Sichuan Province on Dagangshan High Arch Dam on September 5,2022. According to the monitoring data of 21 earthquake sensors installed across the dam body and its foundation,we analyzed the time and frequency domains of the seismic recordings from the Luding earthquake to unravel the dynamic response patterns of Dagangshan High Arch Dam during the earthquake. Findings reveal substantial displacements and accelerations along the dam crest and the abutments on both sides. Notably,the highest recorded acceleration peak,reaching 576.6 cm/s2,was found at the No.6 dam section atop the crest. The seismic impact on Dagangshan High Arch Dam manifests prominently within the frequency spectrum of 0.5 to 8 Hz. Moreover,the dam’s towering stature accentuates ground motion response,particularly amplifying peak accelerations along the riverbanks. Post-earthquake assessment indicates the dam’s operational stability with minimal impact on its overall integrity. However,vigilance is warranted for the dam abutments and adjacent slopes,necessitating meticulous observation and maintenance measures.
  • Engineering Safety and Disaster Prevention
    LI Ming-liang, LÜ Mei-jie, HOU Meng-yuan, ZHU Hao
    Journal of Changjiang River Scientific Research Institute. 2024, 41(6): 150-155. https://doi.org/10.11988/ckyyb.20230595
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    CSCD(1)
    In addressing the substantial data volume within landslide monitoring databases and the lengthy processing times due to multiple database scans required for association rule analysis, we introduce the Eclat association rule algorithm into landslide monitoring data mining. This approach involves analyzing the deformation of the Bazimen landslide using the K-means clustering method and the Eclat algorithm. Through comprehensive investigation, we identify six factors from rainfall monitoring values and reservoir water level monitoring values for data mining and analysis. By uncovering the correlations of three rainfall factors and three reservoir water level factors with the displacement of multiple measurement points in the Bazimen landslide, we extract eight association rules with a high confidence level from all excavated correlation rules derived from the spatiotemporal monitoring big data of the Bazimen landslide. This analysis reveals effective information of rainfall and water level influencing landslide movement. The findings indicate the potential widespread applicability of this data mining method due to its high accuracy in monitoring data research, particularly in the analysis and prediction of accumulation landslides within reservoir areas.
  • Engineering Safety And Disaster Prevention
    WANG Jin-shui, CHEN Jian-gang, WANG Xi-an, LI Xiang-ning, XU Wen-jing
    Journal of Changjiang River Scientific Research Institute. 2024, 41(5): 171-178. https://doi.org/10.11988/ckyyb.20221624
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    Debris flows resulting from extreme precipitation exhibit extensive scale, severe erosion along their paths, and substantial sediment deposition, necessitating the implementation of cascade check dam projects in small watersheds for hazard mitigation. In the Wenchuan earthquake-affected area, we investigated 33 typical debris flow gullies and obtained characteristic parameters for 105 check dams, along with the erosion pattern changes in gullies under the influence of cascade check dams. We summarized the types of check dams and their identification criteria and proposed four combinations of solid dams and open dams, as well as two back-silting modes under different spacings of cascade dams. We further analyzed the effects of characteristic patterns of cascade dam (dam type combination mode and back-silting mode) on channel’s erosion and deposition pattern (slope reduction coefficient due to sedimentation and relative erosion depth coefficient). The results indicated that the combination of solid and permeable dams (SO mode and OS mode) significantly influenced the back-silting pattern of channel, and the interactive back-silting mode had a notable impact on deposition pattern, while the independent back-silting operation mode yielded stronger erosion effect. The research findings offer reference for the selection of check dams and the optimization of dam spacing of cascade dams in small watersheds.