Point Cloud Filtering and Classification Methods for Deeply Buried Irregular Tunnels Based on Geometric Morphology

SHI Ying-en

Journal of Changjiang River Scientific Research Institute ›› 2025, Vol. 42 ›› Issue (12) : 143-150.

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Journal of Changjiang River Scientific Research Institute ›› 2025, Vol. 42 ›› Issue (12) : 143-150. DOI: 10.11988/ckyyb.20241046
Engineering Safety and Disaster Prevention

Point Cloud Filtering and Classification Methods for Deeply Buried Irregular Tunnels Based on Geometric Morphology

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Abstract

[Objective] The 3D laser scanning technology is characterized by fast scanning speed, high scanning accuracy, non-contact operation, and minimal influence from the scanning environment, which makes it widely applicable in deep engineering fields. However, high in-situ stress and complex geological structures result in complex tunnel surface morphology and a non-linear actual axis, making the filtering and classification of point clouds for deeply buried tunnels more difficult than those for shallow-buried projects. This study aims to address the recognition and classification of point cloud profile for deeply buried irregular tunnels. [Methods] Based on the spatial morphology of the contour of deeply buried irregular tunnel, we established a two-level filtering method for the point cloud of deeply buried irregular tunnels, and developed a tunnel point cloud classification method based on density-based clustering and spatial position classification. [Results] To verify the effectiveness of the proposed methods, the point cloud data of a 30 m-long deep tunnel excavated by the drilling and blasting method were used as the research object. First, two 1 m-long tunnel segment point clouds were selected for analysis. The filtering effects of the tunnel segment point clouds were analyzed under different segment thicknesses L=0.2, 0.4, 0.6 m and distance thresholds dcritical=0.02, 0.04, 0.06, 0.08,0.1 m. Through comprehensive comparison, the optimal parameters were determined as L=0.2 m and dcritical=0.04 m, which were successfully applied in the filtering of the tunnel point cloud. On this basis, according to the spatial distribution characteristics of the tunnel segment point clouds, the DBSCAN algorithm parameters were set to ε=0.1 m and MinPts=50, which enabled the classification of non-profile point clouds of tunnel segments. [Conclusion] This study focuses on the filtering problem of point clouds in deeply buried tunnels. Based on the spatial geometric features of tunnel point clouds, a two-level filtering and classification method for point clouds of deeply buried tunnels with complex morphology is proposed. Case analysis shows that the proposed method realizes effective filtering and classification of tunnel point clouds with complex morphology, solves the recognition problem of contour point clouds in deeply buried tunnels, and provides reliable technical support for applications of 3D laser scanning point clouds in potential risk area identification, lining thickness detection, spatiotemporal deformation monitoring, and health condition assessment of deeply buried tunnels.

Key words

deeply buried tunnel / 3D laser scanning technology / tunnel profile recognition / point cloud filtering / point cloud classification

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SHI Ying-en. Point Cloud Filtering and Classification Methods for Deeply Buried Irregular Tunnels Based on Geometric Morphology[J]. Journal of Changjiang River Scientific Research Institute. 2025, 42(12): 143-150 https://doi.org/10.11988/ckyyb.20241046

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