气候变化下城市灰绿基础设施多目标配置优化

初祁, 孙如豪, 谢显鹏, 邱泽丰, 巩奕廷, 贾书惠

长江科学院院报 ›› 2026, Vol. 43 ›› Issue (6) : 206-216.

PDF(3013 KB)
PDF(3013 KB)
长江科学院院报 ›› 2026, Vol. 43 ›› Issue (6) : 206-216. DOI: 10.11988/ckyyb.20260169
工程与非工程措施

气候变化下城市灰绿基础设施多目标配置优化

作者信息 +

Multi-objective Optimization of Urban Grey-Green Infrastructure Layout under Climate Change Scenarios

Author information +
文章历史 +

摘要

在快速城市化与气候变化叠加背景下,极端降雨强度增强加剧城市内涝风险,传统排水系统面临超负荷运行压力。针对未来降雨情景下雨洪调控能力不足问题,构建集成CMIP6多模式预测、SWMM水动力模拟与XGBoost-NSGA-Ⅲ耦合优化的灰绿基础设施配置优化框架,分析不同投资水平下设施配置结构演化规律。以北京市凉水河流域大红门地区为例,基于泰勒图与年际变率得分筛选优势模式并构建加权集合情景,开展多目标优化。结果表明:多模式加权提升历史降雨模拟能力,未来极端降雨显著增强,SSP585情景下10 a一遇降雨量超过历史50 a一遇水平;优化可有效降低径流与溢流风险,但排放增强时所需投资上升;设施结构由集中式灰色调蓄向分布式绿色调控转变,绿色设施由透水铺装主导逐步转向绿色屋顶。研究成果可为未来气候变化背景下城市雨洪适应性规划提供方法参考。

Abstract

[Objective] Conventional grey pipe-network-dominated drainage systems exhibit limited adaptability when confronted with beyond-design storm events. Existing optimization studies of green-grey infrastructure are predominantly conducted under historical rainfall conditions and insufficiently account for future climate change scenarios and their associated uncertainties,particularly with respect to the systematic selection and integration of multiple climate models. To address these gaps,this study constructs a multi-objective optimization framework coupling an XGBoost surrogate model with the NSGA-III algorithm,driven by CMIP6 multi-model climate projections. [Methods] Dahongmen Area in the Liangshui River Basin of Beijing was taken as a case study. We first evaluated eight CMIP6 global climate models (GCMs) that have shown relatively strong performance in northern China. Using historical rainfall observations from 1982-2014 as the benchmark,spatial downscaling was conducted via linear interpolation,followed by bias correction using the Delta method. A comprehensive assessment framework was then established by integrating the Taylor Score (TS) and the Interannual Variability Score (IVS). Based on this framework,three models—EC-Earth3,ACCESS-CM2,and IPSL-CM6A-LR—were identified as the best-performing candidates. These selected models were subsequently combined using a weighted ensemble approach to construct future rainfall sequences under SSP1-2.6,SSP2-4.5,and SSP5-8.5. Second,to improve computational efficiency for optimization,an XGBoost (XGB) surrogate model was developed to characterize the nonlinear response relationships among rainfall characteristics,the deployment scale of green-grey infrastructure,and the resulting total runoff and cumulative overflow. Finally,with the minimization of annualized cost,total runoff,and total overflow as the objective functions,the XGBoost was coupled with the NSGA-III algorithm for multi-objective optimization. This produced Pareto-optimal solution sets under each scenario. Representative designs—including cost-optimal,compromise,and benefit-optimal solutions—were then selected to systematically analyze the configuration structure and evolutionary patterns of green-grey infrastructure across varying investment levels. [Conclusions] (1) EC-Earth3,ACCESS-CM2,and IPSL-CM6A-LR show relatively good performance in precipitation simulation for the Dahongmen area of Beijing. Compared with single models,the weighted multi-model ensemble improves the simulation accuracy of historical precipitation and reduces the uncertainty caused by biases of individual models. (2) Under different future emission scenarios,extreme rainfall intensity shows an overall increasing trend. Under the SSP5-8.5 scenario,the 10-year return-period rainfall exceeds the historical 50-year level,and the 100-year return-period rainfall intensity increases by 43.9%,indicating a higher risk of exceedance for urban drainage systems. (3) Optimization of green-grey infrastructure effectively reduces runoff and overflow risks. Under the low-emission scenario (SSP1-2.6),overflow can be completely controlled. Under the high-emission scenario (SSP5-8.5),a certain overflow risk still exists even at high investment levels,and the investment cost required to achieve the same control target increases with the intensification of emission scenarios. (4) The allocation of green-grey infrastructure presents obvious staged evolutionary characteristics. In the early stage of optimization,centralized grey detention facilities are dominant,which enhances the basic regulation capacity of the drainage system. With increasing investment,the optimization strategy gradually shifts toward distributed green infrastructure. Within green infrastructure measures,the priority changes from permeable pavement to green roofs,reflecting a structural transition from centralized detention to source control. This study reveals the adaptive evolution mechanism of urban green-grey infrastructure configuration under climate change,and provides a scientific basis and technical support for the phased construction and investment decision-making of urban drainage systems under intensified extreme rainfall conditions.

关键词

城市内涝 / 多模式集合 / 代理模型 / 多目标优化 / 灰绿基础设施

Key words

urban flooding / multi-model ensemble / surrogate model / multi-objective optimization / green-grey infrastructure

引用本文

导出引用
初祁, 孙如豪, 谢显鹏, . 气候变化下城市灰绿基础设施多目标配置优化[J]. 长江科学院院报. 2026, 43(6): 206-216 https://doi.org/10.11988/ckyyb.20260169
CHU Qi, SUN Ru-hao, XIE Xian-peng, et al. Multi-objective Optimization of Urban Grey-Green Infrastructure Layout under Climate Change Scenarios[J]. Journal of Changjiang River Scientific Research Institute. 2026, 43(6): 206-216 https://doi.org/10.11988/ckyyb.20260169
中图分类号: TU992 (排水工程(沟渠工程、下水道工程})    TV213.4 (水利资源的管理、保护与改造)   

参考文献

[1]
Andimuthu R, Kandasamy P, Mudgal B V, et al. Performance of Urban Storm Drainage Network under Changing Climate Scenarios: Flood Mitigation in Indian Coastal City[J]. Scientific Reports, 2019, 9: 7783.
[2]
王媛, 苏布达, 王艳君, 等. “双碳”情景下抚河流域径流变化特征[J]. 长江科学院院报, 2023(2):44-51.
(Wang Yuan, Su Bu-da, Wang Yan-jun, et al. Streamflow Change in Fuhe River Basin under China’s Dual-carbon Scenario[J]. Journal of Changjiang River Scientific Research Institute, 2023(2): 44-51.) (in Chinese)
[3]
Moon S, Ha K J. Future Changes in Monsoon Duration and Precipitation Using CMIP6[J]. NPJ Climate and Atmospheric Science, 2020, 3: 45.
[4]
Moore T L, Gulliver J S, Stack L, et al. Stormwater Management and Climate Change: Vulnerability and Capacity for Adaptation in Urban and Suburban Contexts[J]. Climatic Change, 2016, 138(3/4): 491-504.
[5]
Lucas W C, Sample D J. Reducing Combined Sewer Overflows by Using Outlet Controls for Green Stormwater Infrastructure: Case Study in Richmond, Virginia[J]. Journal of Hydrology, 2015, 520: 473-488.
[6]
胡爱兵, 任心欣, 丁年, 等. 基于SWMM的深圳市某区域LID设施布局与优化[J]. 中国给水排水, 2015, 31(21):96-100.
(Hu Ai-bing, Ren Xin-xin, Ding Nian, et al. LID Facilities Layout and Optimization in an Area in Shenzhen Based on SWMM[J]. China Water & Wastewater, 2015, 31(21): 96-100.) (in Chinese)
[7]
Yin D, Zhang X, Cheng Y, et al. Can Flood Resilience of Green-grey-blue System Cope with Future Uncertainty?[J]. Water Research, 2023, 242: 120315.
[8]
陈垚, 何智伟, 张琦, 等. 基于水文控制目标的中小尺度海绵城市改造方案评价[J]. 水资源保护, 2019, 35(6): 1-8, 144.
(Chen Yao, He Zhi-wei, Zhang Qi, et al. Evaluation of Reconstruction Schemes for Small-and Medium-scale Sponge City Based on Hydrological Control Target[J]. Water Resources Protection, 2019, 35(6): 1-8, 144.) (in Chinese)
[9]
Hettiarachchi S, Wasko C, Sharma A. Rethinking Urban Storm Water Management through Resilience:The Case for Using Green Infrastructure in Our Warming World[J]. Cities, 2022, 128: 103789.
[10]
马冰然, 曾逸凡, 曾维华, 等. 气候变化背景下城市应对极端降水的适应性方案研究:以西宁海绵城市试点区为例[J]. 环境科学学报, 2019, 39(4):1361-1370.
(Ma Bing-ran, Zeng Yi-fan, Zeng Wei-hua, et al. Adapt to Urban Extreme Precipitation under Climate Change:A Pilot Scale Study in Xining,China[J]. Acta Scientiae Circumstantiae, 2019, 39(4):1361-1370.) (in Chinese)
[11]
刘波, 戎贵文, 陈情情, 等. 基于SWMM的LID设施分区布局及减排效益[J]. 南水北调与水利科技(中英文), 2023, 21(5): 930-939.
(Liu Bo, Rong Gui-wen, Chen Qing-qing, et al. Regional Distribution and Mitigation Benefit of LID Facility Based on SWMM[J]. South-to-North Water Transfers and Water Science & Technology, 2023, 21(5): 930-939.) (in Chinese)
[12]
刘大为, 李红艳, 张峰, 等. 基于多目标算法的LID设施布局优选[J]. 水电能源科学, 2025, 43(1): 1-5, 14.
(Liu Da-wei, Li Hong-yan, Zhang Feng, et al. LID Facility Layout Optimization Based on Multi-objective Algorithm[J]. Water Resources and Power, 2025, 43(1): 1-5, 14.) (in Chinese)
[13]
Taghizadeh S, Khani S, Rajaee T. Hybrid SWMM and Particle Swarm Optimization Model for Urban Runoff Water Quality Control by Using Green Infrastructures (LID-BMPs)[J]. Urban Forestry & Urban Greening, 2021, 60: 127032.
[14]
Ghaffari H, Haghbin S, Mahjouri N. Redesigning Urban Drainage Systems under Uncertainty: A Robust Multi-objective Approach for Data-sparse Catchments[J]. Natural Hazards, 2025, 121(15): 17965-17990.
[15]
钟炜, 张俊鹏. NSGA-Ⅲ耦合的LID设施布局多目标优化设计[J]. 中国给水排水, 2025, 41(13): 131-136.
(Zhong Wei, Zhang Jun-peng. Multi-Objective Optimization Design of LID Facility Layout with NSGA-ⅢCoupling[J]. China Water & Wastewater, 2025, 41(13): 131-136.) (in Chinese)
[16]
钟炜, 朱宝乐. 基于NSGA-Ⅲ算法优化低影响开发设施布局去除雨水径流污染的研究[J]. 环境污染与防治, 2025, 47(2): 137-143.
(Zhong Wei, Zhu Bao-le. Optimization of LID Facility Layout to Remove Stormwater Runoff Pollution Based on NSGA-Ⅲalgorithm[J]. Environmental Pollution & Control, 2025, 47(2): 137-143.) (in Chinese)
[17]
Dang T Q, Tran B H, Le Q N, et al. Application of Machine Learning-based Surrogate Models for Urban Flood Depth Modeling in Ho Chi Minh City, Vietnam[J]. Applied Soft Computing, 2024, 150: 111031.
[18]
田双志, 于铭, 李汶晓, 等. 基于可解释机器学习与多目标优化算法的山区绿色基础设施格局优化:以北京市浅山区为例[J]. 风景园林, 2025, 32(12):56-66.
(Tian Shuang-zhi, Yu Ming, Li Wen-xiao, et al. Optimization of Green Infrastructure Patterns in Mountainous Areas Based on Interpretable Machine Learning and Multi-objective Optimization Algorithm:A Case Study of Shallow Mountainous Areas in Beijing[J]. Landscape Architecture, 2025, 32(12): 56-66.) (in Chinese)
[19]
Zhang Z, Tian W, Lu C, et al. Graph Neural Network-based Surrogate Modelling for Real-time Hydraulic Prediction of Urban Drainage Networks[J]. Water Research, 2024, 263: 122142.
[20]
He L, Nan J, Ye X, et al. A Graph Neural Network Using Physical Attributes to Improve the System-wide Nodal Water-level Prediction in Sparsely Monitored Urban Drainage Systems[J]. Journal of Hydrology, 2025, 663: 134306.
[21]
彭周洋, 金溪, 桑稳姣. 基于NSGA-Ⅲ算法的合流管网末端截流调蓄设施优化设计[J]. 环境工程, 2022, 40(8): 143-149.
(Peng Zhou-yang, Jin Xi, Sang Wen-jiao. Optimization of Design of Terminal Flow Interception and Storage Facilities of Combined Drainage System Based on NSGA-Ⅲ Algorithm[J]. Environmental Engineering, 2022, 40(8): 143-149.) (in Chinese)
[22]
李泽. 基于SWMM模型与NSGA算法的城市雨水系统LID多目标优化研究[D]. 抚州: 东华理工大学, 2024.
(Li Ze. Multi-objective Optimization Study of LID for Urban Stormwater System Based on SWMM Model And NSGA Algorithm[D]. Fuzhou: East China Institute of Technology, 2024.) (in Chinese)
[23]
向竣文, 张利平, 邓瑶, 等. 基于CMIP6的中国主要地区极端气温/降水模拟能力评估及未来情景预估[J]. 武汉大学学报(工学版), 2021, 54(1):46-57,81.
(Xiang Jun-wen, Zhang Li-ping, Deng Yao, et al. Projection and Evaluation of Extreme Temperature and Precipitation in Major Regions of China by CMIP6 Models[J]. Engineering Journal of Wuhan University, 2021, 54(1): 46-57, 81.) (in Chinese)
[24]
Tian J, Zhang Z, Ahmed Z, et al. Projections of Precipitation over China Based on CMIP6 Models[J]. Stochastic Environmental Research and Risk Assessment, 2021, 35(4): 831-848.
[25]
杨阳, 戴新刚, 汪萍. 未来30年亚洲降水情景预估及偏差订正[J]. 大气科学, 2022, 46(1): 40-54.
(Yang Yang, Dai Xin-gang, Wang Ping. Projection of Asian Precipitation for the Coming 30 Years and Its Bias Correction[J]. Chinese Journal of Atmospheric Sciences, 2022, 46(1): 40-54.) (in Chinese)
[26]
赵梦霞, 苏布达, 姜彤, 等. CMIP6模式对黄河上游降水的模拟及预估[J]. 高原气象, 2021, 40(3):547-558.
(Zhao Meng-xia, Su Bu-da, Jiang Tong, et al. Simulation and Projection of Precipitation in the Upper Yellow River Basin by CMIP6 Multi-model Ensemble[J]. Plateau Meteorology, 2021, 40(3): 547-558.) (in Chinese)
[27]
Xie X, Chu Q, Qiu Z, et al. Identifying the Optimal Layout of Low-impact Development Measures at an Urban Watershed Scale Using a Multi-objective Decision-making Framework[J]. Water, 2024, 16(14): 1969.
[28]
Wang Z, Li Z, Wang Y, et al. Building Green Infrastructure for Mitigating Urban Flood Risk in Beijing, China[J]. Urban Forestry & Urban Greening, 2024, 93: 128218.
[29]
雷华锦, 马佳培, 李弘毅, 等. 基于分位数映射法的黑河上游气候模式降水误差订正[J]. 高原气象, 2020, 39(2): 234-238.
(Lei Hua-jin, Ma Jia-pei, Li Hong-yi, et al. Bias Correction of Climate Model Precipitation in the Upper Heihe River Basin Based on Quantile Mapping Method[J]. Plateau Meteorology, 2020, 39(2): 234-238.) (in Chinese)
[30]
周莉, 江志红. 基于转移累计概率分布统计降尺度方法的未来降水预估研究: 以湖南省为例[J]. 气象学报, 2017, 75(2): 223-235.
(Zhou Li, Jiang Zhi-hong. Future Changes in Precipitation over Hunan Province Based on CMIP5 Simulations Using the Statistical Downscaling Method of Transform Cumulative Distribution Function[J]. Acta Meteorologica Sinica, 2017, 75(2): 223-235.) (in Chinese)
[31]
Lei X, Xu C, Liu F, et al. Evaluation of CMIP6 Models and Multi-model Ensemble for Extreme Precipitation over Arid Central Asia[J]. Remote Sensing, 2023, 15(9): 2376.
[32]
Liu Y, Zhao G, Li G, et al. Analytical Robust Design Optimization Based on a Hybrid Surrogate Model by Combining Polynomial Chaos Expansion and Gaussian Kernel[J]. Structural and Multidisciplinary Optimization, 2022, 65(11): 335.
[33]
周圣皓. 进化算法在多目标优化问题中的研究及应用[D]. 杭州: 杭州师范大学, 2022.
(Zhou Sheng-hao. Research and Application of Evolutionary Algorithm in Multi-objective Optimization Problems[D]. Hangzhou: Hangzhou Normal University, 2022.) (in Chinese)
[34]
Deb K, Pratap A, Agarwal S, et al. A Fast and Elitist Multiobjective Genetic Algorithm: NSGA-II[J]. IEEE Transactions on Evolutionary Computation, 2002, 6(2): 182-197.
[35]
She L, Wei M, You X Y. Multi-objective Layout Optimization for Sponge City by Annealing Algorithm and Its Environmental Benefits Analysis[J]. Sustainable Cities and Society, 2021, 66: 102706.
[36]
张佳炜, 刘勇, 金建荣, 等. 透水砖铺装的设施构造对运行效果的影响[J]. 环境科学, 2020, 41(2):750-755.
(Zhang Jia-wei, Liu Yong, Jin Jian-rong, et al. Performance Assessment of Permeable Interlocking Concrete Pavement Facility Structure[J]. Environmental Science, 2020, 41(2): 750-755.) (in Chinese)

基金

国家自然科学基金青年基金项目(52209004)
十四五国家重点研发计划项目(2021YFC3001400)

责任编辑: 占学军
PDF(3013 KB)

Accesses

Citation

Detail

段落导航
相关文章

/