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基于柯森-卡门方程的黏性土渗透系数预测方法研究
A Method of Predicting Hydraulic Conductivity of Cohesive Soils Based on Kozeny-Carman Equation
土体渗透系数是量化流体在土壤中渗透能力的关键参数,能直接影响边坡稳定性分析、地基处理及防渗工程设计。当前,粗粒土渗透系数能基于一些常规参数准确估算,而黏性土在这方面的研究相对缺乏。传统的柯森-卡门方程为粗粒土渗透系数估算提供了有效途径,但在黏性土渗透系数预测上表现不佳。基于此,利用统计方法,结合土体液限构建土体总孔隙比与有效孔隙比的关系,进而对柯森-卡门方程进行改进,得到了适用于黏性土的渗透系数计算方法。选用大量黏性土的相关参数,分别利用原方程及改进方程对黏性土渗透系数进行计算,并与实测值进行对比。研究结果表明,传统的柯森-卡门方程的预测可靠度为56.2%,柯森-卡门改进方程的预测可靠度高达81.9%,相比于原方程精度提高了25.7%。孔隙比和液限是影响黏性土渗透系数预测结果的关键参数。黏土矿物类型对建立的计算模型性能影响不大,建立的计算模型对渗透系数实测值在10-9、10-10 m/s数量级的预测效果具有更好的适用性。提出的柯森-卡门改进方程能为岩土工程实践中黏性土渗透系数的估算提供可靠的理论参考。
[Objective] Research on predicting the hydraulic conductivity of cohesive soils is relatively lacking. The classical Kozeny-Carman equation provides an effective method for estimating the hydraulic conductivity of coarse-grained soils, but it performs poorly in predicting the hydraulic conductivity of cohesive soils. This study aims to improve the Kozeny-Carman equation and establish a method for calculating the hydraulic conductivity of cohesive soils. [Methods] We first constructed a relationship between bound water content and liquid limit (LL) in cohesive soils using statistical methods based on their correlation analysis. With this relationship as a bridge, we established a correlation between the total void ratio and the effective void ratio of the soil. Accordingly, the Kozeny-Carman equation was modified to develop a method for calculating the hydraulic conductivity of cohesive soils. Considering that parameter C in the modified equation was difficult to obtain in engineering practice, we developed a calculation model for specific surface area of cohesive soils, incorporating bound water, free water, and soil particles, in order to establish an engineering-friendly equation. A semi-empirical equation relating the specific surface area (Ss) of soil particles to liquid limit was derived, leading to a formula that calculated parameter C based on specific surface area. Data of 105 cohesive soils from published literature were employed to calculate hydraulic conductivity using both the original and modified equations, and the results were compared with measured values. After predicting the saturated hydraulic conductivity of cohesive soils using the improved model, we further evaluated the model’s predictive performance using two error metrics: Mean Absolute Error (MAE) and Root Mean Square Error (RMSE). Subsequently, the sensitivity of each input parameter was analyzed using the cosine amplitude method. Finally, the influence of the main clay mineral types and the order of magnitude of the measured hydraulic conductivity values on the model’s predictive performance was analyzed. [Results] (1) As the water content increased in cohesive soils, the hydration of clay minerals proceeded sequentially through tightly bound water, loosely bound water, and free water phases. A strong linear correlation existed between the ineffective void ratio and the logarithm of liquid limit (lgLL), with a coefficient of determination (R2) of 0.98. A discernible linear correlation was observed between the reciprocal of specific surface area (1/Ss) and the reciprocal of liquid limit (1/LL), with R2=0.83. Parameter C in the Kozeny-Carman equation exhibited a power-law relationship with soil specific surface area, with R2=0.85. The prediction reliability of the classical Kozeny-Carman equation was 56.2%, while that of the improved equation achieved 81.9%, representing a 25.7% improvement in accuracy. However, predictions exhibited divergence, primarily due to the heterogeneity of the experimental data sources, the error propagation from the indirect estimation of specific surface area data, and the fact that the improved formula relied solely on void ratio and liquid limit, potentially neglecting factors like particle size distribution and pore channel tortuosity. (2) Sensitivity analysis revealed that both void ratio and liquid limit were the primary parameters affecting the prediction accuracy of hydraulic conductivity. The model’s performance metrics for the database were MAE=0.29 and RMSE=0.36. For kaolinite-dominated clay, prediction reliability reached 72.4% (MAE=0.29, RMSE=0.38); that of montmorillonite-dominated clay achieved 94.4% (MAE=0.30, RMSE=0.32); and that of illite-dominated clay showed 77.8% (MAE=0.35, RMSE=0.38). Overall, the type of clay mineral had little influence on model performance. When the measured hydraulic conductivity value was within the 10-9 m/s order of magnitude, the prediction reliability was 88.2% (MAE=0.24, RMSE=0.29);when it was within the 10-10 m/s order of magnitude,the prediction reliability was 93.3% (MAE=0.20,RMSE=0.25);when it was within the 10-11 m/s order of magnitude, the prediction reliability was 65.9% (MAE=0.42,RMSE=0.47). [Conclusion] These results show that the prediction reliability of hydraulic conductivity at the 10-11 m/s order of magnitude is significantly lower than at the 10-9 and 10-10 m/s order of magnitude, with the errors and divergence much higher for the 10-11 m/s order of magnitude. Therefore, the magnitude of hydraulic conductivity has a great impact on model performance, and the model has better applicability for predictions within the 10-9 to 10-10 m/s order of magnitude. The modified Kozeny-Carman equation proposed in this study provides a reliable theoretical reference for estimating the hydraulic conductivity of cohesive soils in geotechnical engineering practice.
黏性土 / 柯森-卡门方程 / 柯森-卡门改进方程 / 渗透系数 / 有效孔隙比 / 液限
cohesive soils / Kozeny-Carman equation / modified Kozeny-Carman equation / hydraulic conductivity / effective void ratio / liquid limit
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为探究CaCl<sub>2</sub>溶液对红黏土渗透系数的影响,通过X射线衍射(XRD)试验、渗透试验、热分析试验和扫描电镜(SEM),对红黏土试样受不同浓度(0.0、0.1、0.3、0.5、1.0 mol/L)的CaCl<sub>2</sub>溶液饱和后的渗透性进行了试验分析。结果表明:当孔隙溶液浓度从0.0 mol/L增加到0.5 mol/L时,红黏土的渗透系数先降低后升高;此后随着孔隙溶液浓度的增加,渗透系数呈下降趋势;利用热分析试验,得到红黏土在加入不同浓度CaCl<sub>2</sub>溶液后强结合水的含量,其强结合水含量的变化与红黏土渗透系数的变化有着紧密的联系;利用扫描电镜(SEM)观测了不同浓度CaCl<sub>2</sub>溶液下土样的微观结构,Ca<sup>2+</sup>增大了红黏土矿物结合水膜厚度,导致土的有效孔隙减少,从而降低了土体的渗透性。该研究成果可为红黏土作为隔离墙隔离污染物提供数据参考。
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Correlations have been developed which relate the compressibility, undrained shear strength, and permeability of remoulded clays to their Atterberg limits and activity. The relationships can be used to model a hydraulic fill, such as fine-grained dredged material or mine tailings, prior to deposition. They can also be used to estimate the engineering properties of normally consolidated natural clay, such as marine sediments. The correlations cover a wide range of plasticity index and liquidity index for a wide variety of clays. It was found that the activity plays a major role in the compressibility and undrained shear strength, and is thus also related to the sensitivity of clays. The activity apparently does not affect the permeability, but other factors remain to be investigated. Because compressibility, undrained shear strength, and permeability are interrelated, it can be concluded that if one is known, then the other two can be derived. Hence, these three engineering properties are seen as different expressions of the same physical phenomenon, rather than as independent variables.
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The saturated hydraulic conductivity of a soil can be predicted using empirical relationships, capillary models, statistical models, and hydraulic radius theories. A well-known relationship between permeability and the properties of pores was proposed by Kozeny and later modified by Carman. The resulting equation is largely known as the Kozeny\u0096Carman (KC) equation, although the two authors never published together. In the geotechnical literature, there is a large consensus that the KC equation applies to sands but not to clays. This view, however, is supported only by partial demonstration. This paper evaluates the background and the validity of the KC equation using laboratory permeability tests. Test results were taken from publications that provided all of the information needed to make a prediction: void ratio, and, either the measured specific surface for cohesive soils, or the gradation curve for noncohesive soils. The paper shows how to estimate the specific surface of a noncohesive soil from its gradation curve. The results presented here show that, as a general rule, the KC equation predicts fairly well the saturated hydraulic conductivity of most soils. Many of the observed discrepancies can be related to either practical reasons (e.g., inaccurate specific surface value; steady flow not reached; unsaturated specimens, etc.) or theoretical reasons (some water is motionless; hydraulic conductivity of soils is anisotropic). These issues are discussed in relation to the predictive capabilities of the KC equation.Key words: permeability, prediction, gradation curve, specific surface.
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针对大坝自动监测数据序列存在的不稳定性和测值漂移问题,提出了基于集合经验模态分解(EEMD)和遗传(GA)BP神经网络的大坝变形监测数据预测方法。采用EEMD技术提取反映大坝真实变形的低频信号,剔除自动监测系统数据中存在的噪声和野值,利用遗传算法优化的BP神经网络对真实信号进行学习与外推,据此构建EEMD-GA-BP模型。利用本文模型计算得到大坝变形的预测值,将其与实测变形值进行对比,并根据残差大小比较了本文方法与其它方法的预测效果。算例表明,本文提出的组合模型能有效地提高大坝变形预测精度。
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A prediction model of dam deformation monitoring data integrating Ensemble Empirical Mode Decomposition (EEMD), Genetic Algorithm (GA) and Back Propagation (BP) neural network is built to tackle the unstable performance and the drift of measured value of automatic monitoring data of dam deformation. The EEMD is used to extract the low-frequency signals which reflect the true deformation of dam and to remove the noise and outliers in the data of the automatic monitoring system; the GA-optimized BP neural network is employed to learn and extrapolate the real signals. The model-predicted deformation values are compared with measured values and also predicted values of some other methods in terms of residual error. Case study demonstrates that the proposed model could improve the prediction accuracy of dam deformation effectively.
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