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基于文献计量的旱涝急转研究进展综述与展望
A Bibliometric Review and Prospect of Research Progress on Drought-Flood Abrupt Alternation
基于Web of Science与中国知网数据库旱涝急转相关文献,利用CiteSpace软件对年度发文量、关键词共现与突现进行分析,系统综述了旱涝急转的识别方法、成因及影响的研究进展,并展望今后旱涝急转相关研究问题。结果表明:①旱涝急转的发文量逐年增加,国内发文量占总发文量的53.2%,研究历经初步探索(2005—2010年)、快速发展(2011—2018年)和稳定发展(2019—2024年)三阶段;外文研究在2018年后加速增长至2023年达峰值。②国内聚焦时空演变与大气环流机制,关键词以趋势分析,降水,低频振荡为主;国外侧重气候变化背景下旱涝急转的变化与影响,热点集中于Yangtze River,vegetation等。③旱涝急转目前缺乏统一、全面的识别方法;其成因分析多局限于气象因素,对其他成因的研究较为缺乏;其灾害影响研究主要集中于农业与植被,对社会经济、城市生态等领域的探讨较为薄弱。
[Objective] Drought-flood abrupt alternation (DFAA), characterized by high suddenness, strong complexity, and great destructive power, has emerged as a significant risk source threatening regional ecological security and social sustainable development. This study aims to systematically review the progress of DFAA research, clarify its development trajectory, research hotspots, and knowledge structure, identify existing research gaps, and provide scientific guidance for future research directions. [Methods] Based on Web of Science (WOS) Core Collection and China National Knowledge Infrastructure (CNKI) database, Chinese and English publications related to drought-flood abrupt alternation (DFAA) between 2005 and 2024 are systematically retrieved. The bibliometric analysis tool CiteSpace software is utilized to visually analyze annual publication trends, keyword co-occurrences, and keyword bursts. On this basis, existing research is summarized and compared from three dimensions—identification methods, causal mechanisms, and disaster impacts—and, accordingly, optimization pathways for future research are proposed. [Results] (1) From 2005 to 2024, a total of 322 DFAA-related publications were issued globally, with China accounting for 53.2%. The development of CNKI literature went through three stages: preliminary exploration (2005-2010), rapid development (2011-2018), and stable development (2019-2024). Publications in the WOS have accelerated since 2018 and reached a peak in 2023, reflecting a rapid increase in international attention. (2) Domestic research focuses on the spatiotemporal evolution patterns and atmospheric circulation mechanisms of DFAA, with keyword bursts concentrated in trend analysis, spatiotemporal characteristics, and low-frequency oscillations. International research places greater emphasis on the long-term changes of DFAA and its ecological impacts in the context of climate change, with hotspot keywords including the Yangtze River, vegetation, and climate change. (3) First, there is a lack of a unified, multi-scale coupled DFAA identification system, as existing indices are mostly limited to a single temporal scale and consider limited factors in index construction. Second, causal analysis relies excessively on meteorological factors, with insufficient consideration of underlying surface changes and human activities. Third, impact assessment focuses on agricultural yield reduction and vegetation response, while research on the long-term impacts on urban resilience, water resource security, socio-economic systems, and ecosystem service functions remains inadequate. [Conclusion] Research on DFAA is currently at a critical stage of transitioning from phenomenon description to mechanism analysis and comprehensive impact assessment. Future research should focus on constructing a comprehensive identification indicator system that integrates multiple temporal scales and considers regional heterogeneity, while integrating multi-source data such as precipitation, soil moisture, temperature, topography, and vegetation to improve the accuracy and applicability of event identification. Future efforts are needed to deepen investigations into the formation mechanisms of DFAA and to strengthen regional comparisons and global-scale correlation analysis. In addition, the dimensions of impact research should be expanded to systematically assess the compound effects of DFAA on urban infrastructure, water resource allocation, ecological service functions, and socio-economic resilience, and to establish long-term monitoring networks that can provide scientific support for disaster risk management and climate adaptation policy formulation.
旱涝急转 / CiteSpace / 研究进展 / 文献计量分析 / 识别方法
drought-flood abrupt alternation / CiteSpace / research progress / bibliometric analysis / identification method
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根据长江源区直门达水文站1957—2021年径流资料,使用长、短期径流旱涝急转指数(LRDFAI和SRDFAI),分析长江源区旱涝急转事件发生变化情况,采用希尔伯特-黄变换方法,分析长江源区旱涝急转强度周期变化。结果表明:长江源区直门达水文站短期径流旱涝急转事件主要发生在3—9月份,“旱转涝”和“涝转旱”事件发生频次相当。发生频次在不同年代波动较大,总体上呈现“多-少-多-中-多-多”的趋势。短期旱涝急转事件中“旱转涝”事件强度呈现微弱的增长趋势,而“涝转旱”事件强度呈现微弱的递减趋势,分别存在7.1 a和12.3 a的主周期。共发生长期径流旱涝急转事件20次,“旱转涝”和“涝转旱”事件发生频次分别为8次和12次,存在8.3 a和14.2 a的周期。
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Based on the daily precipitation data from 75 rainfall gauging stations covering 1960-2015 in the middle and lower reaches of the Yangtze River Basin, we analyzed the temporal and spatial distribution characteristics of dry-wet abrupt alternation (DWAA) events during the summer (from May to August) and its relationship with ENSO by defining the daily scale dry-wet abrupt alternation index (DWAAI) based on the modification of original index. The results showed that: (1) Modified DWAAI, which was defined by taking into account the differences of dry-wet degree between the earlier and later periods as well as how slowly or quickly the process changes from dry to wet in the abrupt alteration period, could be used to identify DWAA events accurately and effectively. (2) On the whole, areas where DWAA events occurred had expanded gradually since 1960. Meanwhile, the frequencies and intensities of such events had gradually increased over time. DWAA events mainly occurred in May-June, and the Hanjiang River watershed sub-basin, the middle reaches of the Yangtze River, the northern Dongting Lake watershed sub-basin and the northwestern Poyang Lake watershed sub-basin were high-incidence areas of such events. (3) There were some relationships between DWAA events and phenomena of continuously low SST in Nino3.4 region before such events occurred. Specifically, La Ni?a early-warning reacted to the occurrence of DWAA events. About 41.04% of such events occurred during decline stages of La Ni?a or within the first 8 months after La Ni?a ended. In terms of intensity, there were significant negative correlations between DWAAI at all the stations and SST anomalies in Nino 3.4 region within 6 months before DWAA events occurred, especially in the Poyang Lake watershed sub-basin and the middle reaches of the Yangtze River. The conclusions indicated that these methods and results were meaningful for the fighting against drought and flood in the Yangtze River Basin. |
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为了识别我国旱涝交替事件以及探究其时空演变规律,引入降雨距平指数(RAI),并提出了一种在月尺度上识别旱涝交替事件的简便易操作的研究方法。结果表明:我国旱涝交替事件具有明显的年内分布规律,4—8月份旱涝交替事件发生频次明显增加,8月份以后,旱涝交替事件发生次数减少。不同月份,旱涝交替事件高频区的分布也不同,4—6月份主要在华南地区,6—9月份主要在西南、华中、华北和东北地区。总体而言,全国旱涝交替发生的频率呈现东南高西北低的特点。而旱涝交替强度的空间格局与频率完全不同,呈现出西北高东南低的特点。21世纪以来,珠江流域、黄河、海河流域片旱转涝事件发生频率呈上升趋势;全国旱涝交替事件强度无明显变化趋势。研究成果能为我国旱涝灾害管理与防控提供科学参考,具有较强的实用价值。
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To identify dry-wet transition events over China and analyze their temporal and spatial distribution characteristics, we present a method to identify dry-wet transition events on monthly scale based on the rainfall anomaly index (RAI). Our findings indicate that the frequency of dry-wet transition events increased from April to August, while declined after August. The spatial patterns of dry-wet transition frequency vary among different months. During April to June, the high-frequency area mainly located in south China, while southwestern, northern, northeastern parts of China experienced more frequent dry-wet transition events during June to September. In general, dry-wet transition events occurred more frequently in southeastern part of China than the northwestern part, while intensity distribution of such events showed an opposite pattern. We further examined the variations of both the frequency and intensity in nine large river basins over different periods. Our results demonstrate that the occurrence of dry to wet events showed an increasing trend in Pearl River Basin, Yellow River Basin, Haihe River Basin, since 2000. However, there was no significant trend in the intensity of transition events. The study would provide a valuable reference for the flood and drought managements in China.
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During recent decades, more frequent flood-drought alternations have been seen in China as a result of global climate change and intensive human activities, which have significant implications on water and food security. To better identify the characteristics of flood-drought alternations, we proposed a modified dry-wet abrupt alternation index (DWAAI) and applied the new method in the middle and lower reaches of the Yangtze River Basin (YRB-ML) to analyze the long-term spatio-temporal characteristics of dry-wet abrupt alternation (DWAA) events based on the daily precipitation observations at 75 rainfall stations in summer from 1960 to 2015. We found that the DWAA events have been spreading in the study area with higher frequency and intensity since 1960. In particular, the DWAA events mainly occurred in May and June in the northwest of the YRB-ML, including Hanjiang River Basin, the middle reaches of the YRB, north of Dongting Lake and northwest of Poyang Lake. In addition, we also analyzed the impact of El Niño Southern Oscillation (ENSO) on DWAA events in the YRB-ML. The results showed that around 41.04% of DWAA events occurred during the declining stages of La Niño or within the subsequent 8 months after La Niño, which implies that La Niño events could be predictive signals of DWAA events. Besides, significant negative correlations have been found between the modified DWAAI values of all the rainfall stations and the sea surface temperature anomalies in the Nino3.4 region within the 6 months prior to the DWAA events, particularly for the Poyang Lake watershed and the middle reaches of the YRB. This study has significant implications on the flood and drought control and water resources management in the YRB-ML under the challenge of future climate change. |
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赵东升, 张家诚, 邓思琪, 等. 1960—2018年中国西南地区旱涝急转的时空变化特征[J]. 地理科学, 2021, 41(12):2222-2231.
基于 1960—2018 年的逐日降水观测数据,采用日尺度旱涝急转指数(DWAAI)计算方法,以生态地理区为框架,识别并分析了西南地区旱涝急转事件的时空变化特征。结果表明:西南地区旱涝急转事件的发生次数在 1960—2010年有增加趋势,在 2011—2018 年快速减少;旱转涝事件多发生在春夏季(4~8 月),涝转旱事件则跨越了春、夏、秋季(5~11 月);在云南高原常绿阔叶林、松林区(VA5),西双版纳山地季雨林、雨林区(VIIA3),闽粤桂低山平原常绿阔叶林、人工植被区(VIA2),旱涝急转事件主要发生在夏季,而在湘黔高原山地常绿阔叶林区(VA3)和四川盆地常绿阔叶林、人工植被区(VA4),旱涝急转事件主要发生在春季;旱涝急转事件发生次数的空间分布呈现东北多、西南少的格局;2000 年以来旱涝急转事件在滇中南亚高山谷地常绿阔叶林、松林区(VIA3)和闽粤桂低山平原常绿阔叶林、人工植被区(VIA2)发生次数减少,但有加重趋势,呈现极端化特征。
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With the warming climate and enhancing human activities, the frequency and intensity of dry-wet abrupt alternation (DWAA) events have been increasing, largely affected on natural environment and social-economy development. Using observed daily precipitation from 1960 to 2018, this study analyzed the spatio-temporal variations of DWAA events in Southwest China by calculating Dry-Wet Abrupt Alternation Index (DWAAI) based on eco-geographical regions. The DWAA events in Southwest China exhibited an increasing trend before 2010 and decreased after 2011. The dry-to-wet events mainly concentrated in spring and summer (April to August). Meanwhile, the wet-to-dry events were primarily found in spring, summer and autumn (May to November). At seasonal scale, DWAA events mainly occurred in summer, distributed in the area of Yunnan Plateau evergreen broadleaved forest and pine forest region (VA5), Xishuangbanna mountains seasonal rainforest and rainforest region (VIIA3), and Fujian, Guangdong and Guangxi low mountain and plain evergreen broadleaved forest and cultivated vegetation region (VIA2). In the area of Hunan and Guizhou mountains evergreen broadleaved forest region (VA3), and Sichuan Basin evergreen broadleaved forest and cultivated vegetation region (VA4), the DWAA events were examined in spring. Spatially, majority of DWAA events existed in the northeast of Southwest China, and the less were found in the southwest. Although frequency of DWAA events declined since 2000, the intensity of DWAA was obviously enhanced, especially in Xishuangbanna mountains seasonal rainforest and rainforest region (VIIA3), and Fujian, Guangdong and Guangxi low mountain and plain evergreen broadleaved forest and cultivated vegetation region (VIA2). |
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邵骏, 卢满生, 谢珊, 等. 北大西洋涛动对长江源区径流的影响[J]. 长江科学院院报, 2024, 41(11):181-188.
以长江源区为研究区域,采用沱沱河站、直门达站实测径流,利用北大西洋涛动指数(NAOI)分析北大西洋涛动(NAO)的强度,研究NAO对两站冬季、夏季及全年径流丰枯变化的影响,采用相关分析和交叉小波变换分析NAO与两站径流的多尺度相关特性,从海-气耦合影响大气环流角度分析NAO对长江源区径流的可能影响机制。研究结果表明,长江源区冬季径流受NAO影响较大,2000年之前NAO强年对应径流偏枯概率较大,NAO弱年对应径流偏丰概率略大;夏季径流受长江源区气温影响更为显著,对于NAO强弱的响应不如冬季明显。NAOI与长江源区沱沱河站、直门达站径流在年代际变化规律上具有很好的趋同性,而对于年际或更短时间尺度上的相关关系不甚密切。沱沱河站、直门达站月径流与NAOI两者之间在整个1960—2020年时间轴上具有8~16个月时间尺度上的共振周期。两站与NAOI分别在1970年代、1980年代之前呈现同频同位相变化态势;之后呈现反位相变化态势。分析其作用机制可知,NAO作为北大西洋地区最重要的气候模态,通过大气遥相关和Rossby波列直接影响季风和西风带的强弱,进而调整青藏高原上空水汽输送和辐合、辐散场的分布,从而影响长江源区降水和径流的时空分布。
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何萍, 王盼, 李矜霄, 等. 云南高原昆明市旱涝急转特征及其城市化响应研究[J]. 高原气象, 2021, 40(2):272-280.
基于昆明市1965 -2016年逐日降水资料, 计算昆明市汛期(5 -10月)的长周期旱涝急转指数、 短周期旱涝急转指数和旱涝急转强度, 采用小波分析、 M-K突变检验、 灰色关联度等方法, 分析了昆明市的旱涝急转特征及其与城市化的相关性。结果表明: 在1965 -2016年, 昆明市长周期旱涝急转指数LDFAI (Long-term drought-flood abrupt alternations index)呈-0.066·(10a)-1的下降趋势, 反映出昆明市的旱转涝事件减少、 涝转旱事件增多的状况, 并且昆明市汛期长周期旱涝急转指数LDFAI序列出现2个突变点, 但突变并不明显; 昆明市长周期旱涝急转指数存在18年的主周期变化; 从短周期旱涝急转指数SDFAI (Short-term drought-flood abrupt alternations index)来看, 昆明市5 -7月和8 -9月旱转涝事件增多、 涝转旱事件减少, 而7 -8月和9 -10月表现出相反的趋势; 从旱涝急转与城市化的相关性来看, 在分辨率为0.5时, 城市化指标的6个因子对旱涝急转产生不同程度的影响, 所有指标关联度都在0.6以上, 表明城市化指标与旱涝急转显著关联, 与旱涝急转强度关联度最大是烟粉尘排放量, 最小的是非农业经济总产值, 关联度分别为0.91和0.63。
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Based on the daily precipitation data of Kunming from 1965 to 2016, the index of the long-term drought-flood abrupt alternations index (LDFAI) in flood season (from May to October), short-term drought-flood abrupt alternations index (SDFAI) and the intensity of drought-flood abrupt alternations are calculated in this study.The characteristics of the drought-flood abrupt alternations in Kunming, and the correlation between the characteristics of drought-flood abrupt alternations and urbanization are analyzed by using the methods which include the wavelet analysis, Mann-Kendall (M-K) mutation test, grey correlation degree and other methods.The results indicate that the LDFAI shows the declining trend (-0.066 per 10 years) from 1965 to 2016, which means the decrement of drought-to-flood events but the increasement of flood-to-drought events in Kunming.Besides, LDFAI shows two mutation points in Kunming, but they are not significant.There is an 18-year main period of LDFAI in Kunming.On the other hand, according to the results of SDFAI, there is an increasement of drought-to-flood events, but a decrement of flood-to-drought events from May to July and from August to September.However, the opposite results are appeared from July to August and from September to October in Kunming.According to the correlation between the drought-flood abrupt alternations and urbanization, the six factors of urbanization index have effect of varying degrees on the drought-flood abrupt alternations at the resolution ratio of 0.5, All the correlation degree indexes are above 0.6, the urbanization index is significantly related to the drought-flood abrupt alternation.The most significant factors are smoke and dust emission, while the least important one is the total output value of non-agricultural economy, and their correlation coefficients are 0.909 and 0.630 respectively.
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刘凤丽, 黄国兵. 旱涝急转形成机理及城市防涝减灾体系研究进展[J]. 长江科学院院报, 2012, 29(11):28-32.
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Research results of the formation mechanism of drought-flood abrupt alternation and the waterlog prevention and reduction measures in China and abroad are summarized. It is widely believed that the formation mechanism of drought-flood abrupt alternation is closely related to atmospheric circulation anomaly, magnetic index change in solar magnetic field, and monsoon and subtropical anticyclone. In the aspect of city waterlogging mechanism, research results have been achieved in urban runoff yield and concentration mechanism, mathematical modeling, and urban underlying surface change affecting on the rainfall runoff process, which laid a solid foundation for further research. Nevertheless most researches so far focused on the droughts and floods in single city instead of seasonal changes. The following problems need to be further explored: the regularity of the evolution of drought-flood abrupt alternation, the influence of drought-flood abrupt alternation on urban drainage system standards and disaster prevention and mitigation, the establishment of city waterlogging model of urban runoff yield model coupled with valley hydrological and hydrodynamics process.
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王容, 李相虎, 薛晨阳, 等. 1960—2012年鄱阳湖流域旱涝急转事件时空演变特征[J]. 湖泊科学, 2020, 32(1): 207-222.
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袁静, 蒋新会, 黄锦珠, 等. 水稻拔节孕穗期旱涝急转对其生理特性的影响[J]. 水利科技与经济, 2008, 14(4): 259-262.
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周西, 李林, 单世华, 等. 旱涝急转对不同花生品种生理生化指标的影响[J]. 中国油料作物学报, 2012, 34(1): 56-61.
为探讨旱涝急转对花生生理生化的影响,以不同旱涝耐性的3个花生品种中花8号(抗旱)、豫花15(耐涝)和湘花2008(旱涝兼耐)为材料,进行不同梯度的先旱、后涝连续处理,比较不同花生品种的叶片相对含水量,过氧化物酶(POD)、过氧化氢酶(CAT)、超氧化物歧化酶(SOD)、谷胱甘肽还原酶(GR)活性,以及丙二醛(MDA)含量的变化情况。结果表明,在旱、涝急转的胁迫过程中,干旱对叶片相对含水量的影响甚于湿涝。一定强度的旱或涝胁迫总体上均可使花生叶片的4种抗氧化酶POD、SOD、CAT、GR活性提高,随着胁迫的加深活性降低,复水后活性回落至对照水平,且旱甚于涝。MDA含量总体变化趋势是干旱胁迫下各品种花生叶片中MDA含量有所升高,并于复水解除干旱胁迫后恢复至对照水平;而湿涝处理阶段,MDA含量呈直线上升趋势,在胁迫解除后有所降低。中花8号、豫花15、湘花2008等3个花生品种具有显著不同的水分适应性,中花8号抗旱性更强而耐涝性较弱,豫花15抗旱性较弱而耐涝性强,湘花2008抗旱性中等而耐涝性更强,为水分广适性品种。
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钟蕾, 汤国平, 陈小荣, 等. 旱涝急速转换对超级杂交晚稻秧苗素质及叶片内源激素水平的影响[J]. 江西农业大学学报, 2016, 38(4): 593-600.
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熊强强, 钟蕾, 沈天花, 等. 穗分化期旱涝急转对双季超级杂交稻物质积累和产量形成的影响[J]. 中国农业气象, 2017, 38(9): 597-608.
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龙泓锦, 王辉, 欧阳赞, 等. 水稻品质及产量对灌浆期旱涝急转的响应[J]. 排灌机械工程学报, 2024, 42(9): 938-947.
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Drought-flood abrupt alternation (DFAA) is an extreme hydrological phenomenon caused by meteorological anomalies. To combat the climate change, the watershed integrated management model—Soil and Water Assessment Tool model (SWAT)—was used to simulate DFAA, total nitrogen (TN) and total phosphorus (TP) from 1961 to 2050, based on measured precipitation data in the Hetao area and the downscaled Representative Concentration Pathways (RCPs) climate scenarios. In the future, the increase in temperature and the increase in extreme precipitation will aggravate the pollution of water bodies. Results indicate that the risk of water quality exceeding the standard will increase when DFAA happens, and the risk of water quality exceeding the standard was the greatest in the case of drought-to-flood events. Results also indicate that, against the backdrop of increasing temperature and increasing precipitation in the future, the frequency of long-cycle and short-cycle drought-flood abrupt alternation index (LDFAI, SDFAI) in the Hetao area will continue to decrease, and the number of DFAA situations will decrease. However, the zone of high-frequency DFAA situations will move westward from the eastern Ulansuhai Nur Lake, continuing to pose a risk of water quality deterioration in that region. These results could provide a basis for flood control, drought resistance and pollution control in the Hetao and other areas.
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